行業動態hyjj
?為(wei)規范金(jin)(jin)融(rong)控股公司(si)(si)關聯交(jiao)(jiao)易行為(wei)，促進金(jin)(jin)融(rong)控股公司(si)(si)穩健(jian)經(jing)營，防范金(jin)(jin)融(rong)風險，中國(guo)人民(min)銀行制定了《金(jin)(jin)融(rong)控股公司(si)(si)關聯交(jiao)(jiao)易管理辦法》（以下簡稱《辦法》），現(xian)正式(shi)發布。
?金(jin)(jin)融(rong)(rong)(rong)(rong)控股(gu)公(gong)(gong)司(si)參控股(gu)機(ji)構(gou)數(shu)量(liang)多、業務和(he)組(zu)織(zhi)架(jia)構(gou)復雜、金(jin)(jin)融(rong)(rong)(rong)(rong)活動體(ti)(ti)量(liang)大、關(guan)(guan)聯性高，規范關(guan)(guan)聯交易(yi)(yi)(yi)管(guan)(guan)理是加強(qiang)和(he)完善金(jin)(jin)融(rong)(rong)(rong)(rong)控股(gu)公(gong)(gong)司(si)監管(guan)(guan)的(de)重要(yao)組(zu)成部分(fen)，是落實黨(dang)的(de)二十大關(guan)(guan)于強(qiang)化金(jin)(jin)融(rong)(rong)(rong)(rong)穩定保(bao)障(zhang)體(ti)(ti)系(xi)總(zong)體(ti)(ti)部署的(de)重要(yao)一環。《辦(ban)法》明確金(jin)(jin)融(rong)(rong)(rong)(rong)控股(gu)公(gong)(gong)司(si)承擔(dan)對(dui)金(jin)(jin)融(rong)(rong)(rong)(rong)控股(gu)集(ji)團關(guan)(guan)聯交易(yi)(yi)(yi)管(guan)(guan)理的(de)主體(ti)(ti)責任，規范集(ji)團內部交易(yi)(yi)(yi)運作，在做好自(zi)身管(guan)(guan)理的(de)基(ji)礎上(shang)，指導和(he)督(du)促附屬(shu)機(ji)構(gou)做好關(guan)(guan)聯交易(yi)(yi)(yi)管(guan)(guan)理，并統一管(guan)(guan)理集(ji)團對(dui)外(wai)關(guan)(guan)聯交易(yi)(yi)(yi)及(ji)其風(feng)險敞口。發布實施《辦(ban)法》，有助于推動金(jin)(jin)融(rong)(rong)(rong)(rong)控股(gu)集(ji)團提升關(guan)(guan)聯交易(yi)(yi)(yi)管(guan)(guan)理水平(ping)，防(fang)范利益輸送、風(feng)險傳染和(he)監管(guan)(guan)套利，健全宏觀審慎政策框架(jia)。
?《辦(ban)法》結(jie)合我國(guo)金(jin)融控(kong)股(gu)(gu)(gu)(gu)公(gong)司特點，按照實質重于(yu)形式和穿透(tou)原則，界定(ding)(ding)金(jin)融控(kong)股(gu)(gu)(gu)(gu)公(gong)司關(guan)聯(lian)(lian)方(fang)以(yi)及金(jin)融控(kong)股(gu)(gu)(gu)(gu)集(ji)團的關(guan)聯(lian)(lian)交易(yi)類型，明確禁(jin)止性行為，要(yao)求其設置關(guan)聯(lian)(lian)交易(yi)限額；要(yao)求金(jin)融控(kong)股(gu)(gu)(gu)(gu)公(gong)司完善關(guan)聯(lian)(lian)交易(yi)定(ding)(ding)價機制(zhi)，建(jian)立健全(quan)關(guan)聯(lian)(lian)交易(yi)管(guan)理、報(bao)告和披露制(zhi)度，建(jian)立專項審計和內部問(wen)責機制(zhi)。同時(shi)，明確中國(guo)人民(min)銀行相關(guan)監(jian)管(guan)措施安排。
?下一步，中(zhong)國(guo)人民銀行(xing)將加強與有(you)關部門的監管協作，指導督促(cu)(cu)金(jin)融(rong)控股公(gong)司(si)認(ren)真(zhen)貫徹(che)落實(shi)《辦法(fa)》要(yao)求，強化金(jin)融(rong)控股公(gong)司(si)關聯交易監管，促(cu)(cu)進金(jin)融(rong)控股集團健康(kang)有(you)序(xu)發(fa)展，維護(hu)金(jin)融(rong)體系穩(wen)定。